Passed event: CFA Institute Financial Regulatory Symposium 2022, 13.10.2022
Members and non-members event
date & time
13/10/2022 15:00 EEST
The upcoming annual Financial Regulatory Symposium is a CFA Institute event dedicated to discussing major policy and regulatory developments that affect the global finance and investment industry. This is the third time this symposium is organized.
The aim is to analyze issues which emerged or strengthened during the previous year through the lens of business conduct and professionalism, which together constitute the stalwart of CFA Institute’s mission.
This free event will gather high-level global regulators and policymakers to dive deeply into the most urgent issues facing financial markets and investors today, including
Gamification practices
Business conduct towards retail investors
Inducements and mis-selling practices
Trust in the use of technology and digital platforms
Retail markets conduct
Speaker include Martin Moloney (I0SCO), Paul P. Andrews (CFA Institute), Pedro Barroso, Emily Shepperd (FCA), and Josina Kamerling (CFA Institute).
CFA members can record 1,5 PL credits for attending this event.